<?xml version="1.0" encoding="UTF-8"?><?xml-stylesheet type="text/xsl" href="static/style.xsl"?><OAI-PMH xmlns="http://www.openarchives.org/OAI/2.0/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.openarchives.org/OAI/2.0/ http://www.openarchives.org/OAI/2.0/OAI-PMH.xsd"><responseDate>2026-09-18T18:03:30Z</responseDate><request verb="GetRecord" identifier="oai:repository.rice.edu:1911/95978" metadataPrefix="dim">https://repository.rice.edu/server/oai/request</request><GetRecord><record><header><identifier>oai:repository.rice.edu:1911/95978</identifier><datestamp>2026-09-11T19:49:32Z</datestamp><setSpec>com_1911_8299</setSpec><setSpec>col_1911_13110</setSpec></header><metadata><dim:dim xmlns:dim="http://www.dspace.org/xmlns/dspace/dim" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:doc="http://www.lyncode.com/xoai" xsi:schemaLocation="http://www.dspace.org/xmlns/dspace/dim http://www.dspace.org/schema/dim.xsd">
   <dim:field mdschema="dc" element="contributor" qualifier="advisor">Nordlander, Peter</dim:field>
   <dim:field mdschema="dc" element="creator">Liu, Jun</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="accessioned">2017-08-01T15:37:26Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="available">2017-08-01T15:37:26Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="created">2017-05</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="issued">2017-03-28</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="submitted">May 2017</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="updated">2017-08-01T15:37:26Z</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="citation">Liu, Jun. &amp;quot;Dynamics of plasmon-induced hot carriers in metallic nanoparticles.&amp;quot; (2017) Diss.,  Rice University.  https://hdl.handle.net/1911/95978</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="uri">https://hdl.handle.net/1911/95978</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract">Plasmon-induced hot carriers have attracted lots of interests due to the
extraordinary applications on hydrogen photocatalysis and solar energy
harvesting. Although many great features of hot electrons have been
studied through previous works, the generation process and dynamics of
them are still less understood. A more comprehensive theoretical model is
needed to build the basic framework to predict and explain the behavior
of hot carriers.
In this work, we develop a theoretical model for the hot carrier dynam-
ics using a silver nanosphere where the conducting electrons are treated
as free electrons in a finite spherical potential well. We calculate the
plasmon-induced hot carrier production by using Fermi’s golden rule. We
show that the many-body interactions during generation have merely a
minor effect on the results by comparing with density functional meth-
ods. Our research shows that particle size and hot carrier lifetime play
an important role in determining both the production rate and the en-
ergy distribution of the hot carriers. Larger nanoparticle sizes and shorter
lifetimes result in higher carrier production rates but smaller energies.
After illumination, the master equations are employed to obtain the
time-dependent evolution of carrier occupations in each quantum state,involving the electron-electron, electron-photon and electron-phonon in-
teractions. The electron-electron relaxation is proved to be the most es-
sential one during the entire decay of energetic hot carriers. In order to
apply this method to larger systems and make it capable for nanoparticles
of different shapes, we parameterize the electron-electron interaction, and
produce nearly the same dynamics process fantastically compared with
that under calculations with exact transition matrix elements, indicat-
ing its validity throughout the energetic decay evolution. Then, with the
help of parameterization, we calculate the energy distribution of hot car-
riers and corresponding photoluminescence as a function of time, based
on which we obtain the lifetime for hot carriers in different energy ranges.
Moreover, we consider the continuous illumination and discuss the effect
of Purcell factor on blue shift of photoluminescence. At last we discuss
the tunability of photoluminescence profile using nanorod, and calculate
the influence of photon density of states on photoluminescence.</dim:field>
   <dim:field mdschema="dc" element="format" qualifier="mimetype">application/pdf</dim:field>
   <dim:field mdschema="dc" element="language" qualifier="iso">eng</dim:field>
   <dim:field mdschema="dc" element="rights">Copyright is held by the author, unless otherwise indicated. Permission to reuse, publish, or reproduce the work beyond the bounds of fair use or other exemptions to copyright law must be obtained from the copyright holder.</dim:field>
   <dim:field mdschema="dc" element="subject">hot carriers</dim:field>
   <dim:field mdschema="dc" element="subject">plasmon</dim:field>
   <dim:field mdschema="dc" element="subject">e-e scattering</dim:field>
   <dim:field mdschema="dc" element="title">Dynamics of plasmon-induced hot carriers in metallic nanoparticles</dim:field>
   <dim:field mdschema="dc" element="type">Thesis</dim:field>
   <dim:field mdschema="dc" element="type" qualifier="material">Text</dim:field>
   <dim:field mdschema="thesis" element="degree" qualifier="department">Physics and Astronomy</dim:field>
   <dim:field mdschema="thesis" element="degree" qualifier="discipline">Natural Sciences</dim:field>
   <dim:field mdschema="thesis" element="degree" qualifier="grantor">Rice University</dim:field>
   <dim:field mdschema="thesis" element="degree" qualifier="level">Doctoral</dim:field>
   <dim:field mdschema="thesis" element="degree" qualifier="name">Doctor of Philosophy</dim:field>
   <dim:field mdschema="thesis" element="degree" qualifier="major">Physics</dim:field>
   <dim:field mdschema="others" element="access-status">open.access</dim:field>
</dim:dim>
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